A former wirehouse advisor has been accused of abusing his role as a fiduciary to further a sexual relationship with a client and compel her to recruit other clients on his behalf.A statement of claim filed Thursday in the Financial Industry Regulatory Authority’s dispute-resolution system accuses San Francisco–based advisor Sam Su of assault, sexual battery and sexual harassment during a long-running extramarital affair with a client.
Read the entire article: Financial Advisor IQ – Ex-Wirehouse FA Accused of Forcing Client to Trade Sex for Account Access